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Risk Profile
Step
1
Risk Assessment
2
Portfolio Proposal
3
Personal Information
4
Account Information
5
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Please fill out the information below, and you will be emailed the results of your risk profile. If you have any questions, you can contact us at
(800) 796-4975
or
[email protected]
.
First Name
MI
Last Name
Include suffix (e.g. "Smith Jr.")
Preferred Name
If different than first name
Age
Marital Status
Please select...
Married
Single
Widowed
Divorced
Email Address
Phone Number
Spouse
First Name
MI
Last Name
Include suffix (e.g. "Smith Jr.")
Preferred Name
If different than first name
Age
What is your annual household income?
Please select...
$0 - 24,999
$25,000 - 49,999
$50,000 - 99,999
$100,000 - 250,000
$250,000+
What is the value of your household investable assets (excluding home)?
Please select...
$0 - 14,999
$15,000 - 49,999
$50,000 - 99,999
$100,000 - 249,999
$250,000 - 499,999
$500,000 - 999,999
$1,000,000 - 1,999,999
$2,000,000+
How did you hear about SMI Private Client?
Please select...
Mailing
Email
Radio
Friend
Phone Call
SMI Newsletter
Other
Enter Promo Code:
Friend's Name (optional):
RISK CAPACITY
I have experience with the following investments (select all that apply):
Bank accounts, CDs, and/or money market funds
Bonds and/or bond funds
Stocks and/or stock funds
Foreign securities and/or foreign funds
Investment Knowledge
Limited
Moderate
Extensive
I plan to spend money from my investments starting in:
I am already withdrawing money from my portfolio
5 years or less
5-10 years
10-15 years
15+ years
I do not anticipate ever needing to withdraw money from my portfolio
Once I begin spending money from my investments, I will need the following percentage of account value each year:
Less than 2%
2-4%
4-6%
More than 6%
I am not sure
RISK TOLERANCE
If given the following ranges of return during a
12-month period
, what is the most risk you could handle?
I'm comfortable risking a loss of -5% to have a chance to gain +10%
I'm comfortable risking a loss of -10% to have a chance to gain +20%
I'm comfortable risking a loss of -15% to have a chance to gain +30%
I'm comfortable risking a loss of -20% to have a chance to gain +40%
What if you could improve that? Would you rather have:
Less Risk, Same Reward (-3% to +10%).
More Reward, Same Risk (-5% to +16%).
Finally if given the following options, which would you choose?
Previous Choice (-3% to +10%) - historical average is 4% per year.
More Risk, More Reward (-4% to +13%) - historical average is 5% per year.
Finally if given the following options, which would you choose?
Less Risk, Less Reward
(-4% to +13%) - historical average is 5% per year.
Previous Choice (-5% to +16%) -
historical average is 6% per year.
More Risk, More Reward (-6% to +18%) -
historical average is 6.5% per year.
What if you could improve that? Would you rather have:
Less Risk, Same Reward (-7% to +20%)
More Reward, Same Risk (-10% to +27%)
Finally if given the following options, which would you choose?
Less Risk, Less Reward (-6% to +17%) - historical average is 6% per year
Previous Choice (-7% to +20%) - historical average is 7% per year.
More Risk, More Reward (-8% to +23%) - historical average is 7.5% per year.
Finally if given the following options, which would you choose?
Less Risk, Less Reward (-9% to +25%) - historical average is 8% per year.
Previous Choice (-10% to +27%) - historical average is 8.5% per year.
More Risk, More Reward (-12% to +30%) - historical average is 9% per year.
What if you could improve that? Would you rather have:
Less Risk, Same Reward (-12% to +30%)
More Reward, Same Risk (-15% to +34%)
Finally if given the following options, which would you choose?
Less Risk, Less Reward (-11% to +28%) - historical average is 8.5% per year.
Previous Choice (-12% to +30%) - historical average is 9% per year.
More Risk, More Reward (-14% to +32%) - historical average is 9% per year.
Finally if given the following options, which would you choose?
Less Risk, Less Reward (-12% to +30%) - historical average is 9% per year.
Previous Choice (-14% to +32%) - historical average is 9% per year.
More Risk, More Reward (-16% to +35%) - historical average is 9.5% per year.
Finally if given the following options, which would you choose?
Less Risk, Less Reward (-17% to +36%) - historical average of 9.5% per year.
Previous Choice (-19% to +38%) - historical average of 9.5% per year.
More Risk, More Reward (-21% to +40%) - historical average of 10% per year.
Yes, I would like to receive emails from SMI Private Client, including the results of this risk profile.
(You may unsubscribe at any time).
Using a scale of 1-99, your risk assessment produced the following results:
RISK CAPACITY RANGE
:
This range is based on your time horizon, investment knowledge, investment experience, and income needs. For many clients, a suitable portfolio will have a model number within this range.
RISK TOLERANCE NUMBER
:
This number measures your willingness to accept portfolio return volatility, based on the 12-month expected return range you selected.
For reference, a portfolio with
50% Dynamic Asset Allocation, 40% Stock Upgrading,
and 10% Sector Rotation
has a risk number of 70.
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