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Risk Profile
Step
1
Risk Assessment
2
Portfolio Proposal
3
Personal Information
4
Account Information
5
Sign Documents
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Please fill out the information below, and you will be emailed the results of your risk profile. If you have any questions, you can contact us at
(800) 796-4975
or
[email protected]
.
First Name
Preferred First Name
If different than first name
x
Middle Name
Last Name
Include suffix (e.g. "Smith Jr.")
Age
Marital Status
Please select...
Married
Single
Widowed
Divorced
Email Address
Phone Number
Spouse
First Name
Preferred First Name
If different than first name
x
Middle Name
Last Name
Include suffix (e.g. "Smith Jr.")
Age
What is your annual household income?
Please select...
$0 - 24,999
$25,000 - 49,999
$50,000 - 99,999
$100,000 - 250,000
$250,000+
What is the approximate value of your total investable assets?
Please select...
$0 - 49,999
$50,000 - 99,999
$100,000 - 249,999
$250,000 - 499,999
$500,000 - 999,999
$1,000,000 - 1,999,999
$2,000,000+
How did you hear about SMI Private Client?
Please select...
Mailing
Email
Radio
Friend
Phone Call
SMI Newsletter
Other
Promo Code
(optional)
Friend's Name
(optional)
RISK CAPACITY
I have experience with the following investments (select all that apply):
Bank accounts, CDs, and/or money market funds
Bonds and/or bond funds
Stocks and/or stock funds
Foreign securities and/or foreign funds
Investment Knowledge
Limited
Moderate
Extensive
I plan to spend money from my investments starting in:
I am already withdrawing money from my portfolio
5 years or less
5-10 years
10-15 years
15+ years
I do not anticipate ever needing to withdraw money from my portfolio
Once I begin spending money from my investments, I will need the following percentage of account value each year:
Less than 2%
2-4%
4-6%
More than 6%
I am not sure
RISK TOLERANCE
Which investment portfolio would you prefer?
A portfolio earning (except in extreme bear and bull markets) from:
-4% to +14% in any 12-month period, and an average annual gain of 5%.
-8% to +25% in any 12-month period, and an average annual gain of 8%.
-12% to +34% in any 12-month period, and an average annual gain of 11%.
-15% to +41% in any 12-month period, and an average annual gain of 13%.
Finally, if give this additional choice, which investment portfolio would you prefer?
A portfolio earning (except in extreme bear and bull markets) from:
-4% to +14% in any 12-month period, and an average annual gain of 5%.
-6% to +18% in any 12-month period, and an average annual gain of 6%.
Finally, if give these additional choices, which investment portfolio would you prefer?
A portfolio earning (except in extreme bear and bull markets) from:
-7% to +22% in any 12-month period, and an average annual gain of 7%.
-8% to +25% in any 12-month period, and an average annual gain of 8%.
-9% to +27% in any 12-month period, and an average annual gain of 9%.
Finally, if give these additional choices, which investment portfolio would you prefer?
A portfolio earning (except in extreme bear and bull markets) from:
-10% to +30% in any 12-month period, and an average annual gain of 10%.
-12% to +34% in any 12-month period, and an average annual gain of 11%.
-14% to +38% in any 12-month period, and an average annual gain of 12%.
Finally, if give this additional choice, which investment portfolio would you prefer?
A portfolio earning (except in extreme bear and bull markets) from:
-15% to +41% in any 12-month period, and an average annual gain of 13%.
-16% to +43% in any 12-month period, and an average annual gain of 13.4%.
Yes, I would like to receive emails from SMI Private Client, including the results of this risk profile.
(You may unsubscribe at any time).
Using a scale of 1-10, your risk assessment produced the following results:
RISK CAPACITY RANGE
:
This range is based on your time horizon, investment knowledge, investment experience, and income needs. For many clients, a suitable portfolio will have a model number within this range.
RISK TOLERANCE NUMBER
:
This number measures your willingness to accept portfolio return volatility, based on the 12-month expected return range you selected.
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