Sign Up For Private Client - SMI Private Client

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Good news! It looks like you previously started the SMI Private Client sign up process and we can jump you ahead to where you last left off.

Would you like to resume your progress by reviewing the Portfolio Proposal (Step 2) or would you like to start from the beginning at the Risk Assessment (Step 1)?

Good news! It looks like you previously started the SMI Private Client sign up process and we can jump you ahead to where you last left off.

Would you like to resume your progress by providing your Personal Information (Step 3) or would you like to start from the beginning at the Risk Assessment (Step 1)?

Good news! It looks like you previously started the SMI Private Client sign up process and we can jump you ahead to where you last left off.

Would you like to resume your progress by providing your Account Information (Step 4) or would you like to start from the beginning at the Risk Assessment (Step 1)?

Resume where I left off.Restart at the Risk Assessment (Step 1).

Please help us get to know you better!

First Name

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Include suffix (e.g. "Smith Jr.")

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Age

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First Name

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Middle Name

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Age

To access a separate risk assessment for your spouse, click here.

What is your annual household income?

What is the approximate value of your total investable assets?

How much of that would you like SMI Private Client to manage?

This amount is higher than your investable assets listed above. Please verify your investable assets and the amount you would like SMI Private Client to manage.

How did you hear about SMI Private Client?

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Success! You qualify for 3 months of waived management fees, if you sign up by 2/29/2024!

RISK CAPACITY QUESTIONS:

I have experience with the following investments (select all that apply):

Bank accounts, CDs, and/or money market fundsBonds and/or bond fundsStocks and/or stock fundsForeign securities and/or foreign funds

Investment Knowledge

LimitedModerateExtensive

I plan to spend money from my investments starting in:

Once I begin spending money from my investments, I will need the following percentage of account value each year:

RISK TOLERANCE QUESTIONS:

If given the following ranges of return during a 12-month period, what is the most risk you could handle?

I'm comfortable risking a loss of -4% to have a chance to gain +15%I'm comfortable risking a loss of -8% to have a chance to gain +24%I'm comfortable risking a loss of -12% to have a chance to gain +33%I'm comfortable risking a loss of -18% to have a chance to gain +43%

What if you could improve that? Would you rather have:

Previous Choice (-4% to +15%) - historical average of 5% per year.More Risk, More Reward (-6% to +18%) - historical average of 6% per year

What if you could improve that? Would you rather have:

Less Risk, Less Reward (-7% to +21%) - historical average of 7% per year.Previous Choice (-8% to +24%) - historical average of 8% per year. More Risk, More Reward (-9% to +26%) - historical average of 9% per year.

What if you could improve that? Would you rather have:

Less Risk, Less Reward (-10% to +29%) - historical average of 9% per year.Previous Choice (-12% to +33%) - historical average of 10% per year.More Risk, More Reward (-14% to +36%) - historical average of 11% per year.

What if you could improve that? Would you rather have:

Less Risk, Less Reward (-16% to +40%) - historical average of 12% per year.Previous Choice (-18% to +43%) - historical average of 13% per year.

*All returns quoted above include an assumed 1.00% management cost. Note that Select & Premier clients have reduced management costs.

Using a scale of 1 to 10, your risk assessment produced these results:

RISK CAPACITY RANGE:

This range is based on your age, time horizon, investment knowledge, investment experience, and income needs. For many clients, a suitable portfolio will have a model number within this range.

RISK TOLERANCE NUMBER:

This number measures your willingness to accept portfolio return volatility, based on the 12-month expected return range you selected. It is not unusual for this number to be within or outside the risk capacity range.

Suitability Score

Would you like to provide a custom name for this risk assessment?

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Name of Risk Assessment